SODGI Investor Application Form

Name ( First )
Name ( Last )
Address
Address 2
Company / Fund Name
Email
Phone Number
FAX Number
Please Choose One: Venture Capitalist Angel Investor
The Saratoga Oceanic Investor form is for accredited direct investors only.** Please check Yes or No for each of the questions listed below: (i) Is a natural person whose individual net worth, or joint net worth with that person's spouse, at the time of the purchase exceeds $1,000,000; Yes No (ii) Is a natural person who had individual income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 in each of those years and has a reasonable expectation of reaching the same level of income in the current year; Yes No (iii) Is a director, executive officer, or general partners of the company offering or selling the securities; Yes No (iv) Is a business in which all the equity owners are accredited investors; Yes No (v) Is any organization with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities being offered; Yes No (vi) Is any trust with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities being offered, whose purchase is directed by a sophisticated person; and Yes No (vii) Is a non-profit organization with assets in excess of $5,000,000. Yes No

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